What is 6039 Reporting?

In 2010, the Internal Revenue Service (IRS) adopted regulations under Section 6039 of the Internal Revenue Code.  These regulations require companies to provide participants with Form 3921 for all Incentive Stock Option (ISO) exercises and Form 3922 upon first transfer of legal title of shares acquired pursuant to an Employee Stock Purchase Plan (ESPP). In addition, companies are also required to file these same forms with the IRS.

6039 Reporting Solution

Our line of 6039 solutions will simplify your life, save you time and reduce your company's risk. Every year over 150 companies have depended on us for their annual 6039 filings. We have generated and mailed close to one million participant statements making us the most experienced and trusted 6039 service provider.

6039 Dedicated Account Manager

Dedicated Client Manager

We assign you an experienced client manager to answer all your questions and coordinate the project from start to finish.

6039 Security


We have strict data control processes in place, which include the use of LeapFILE to securely transfer sensitive participant data, and data destruction/shredding at project completion.

6039 Reporting Accuracy

Data Auditing

We perform multiple data audits and reviews prior to participant statement and e-file generation. Errors in filing with IRS can be costly. Our process dramatically reduces the need to do so.

6039 Fulfillment

Process Fulfillment

3921 and 3922 substitute statements allow you to aggregate transactions and send fewer pages per participant saving time and money while reducing participant confusion.

6039 e-filing


We can submit the file to the IRS on your behalf or transmit the e-file back to you, allowing you to submit via the IRS FIRE website. TIN Matching services are also available.

Interested in our 6039 Reporting Services?

Complete this form to receive additional information

For General Inquiries

Give our office a call at (408) 979-8700

Feel free to email your questions to Info@sos-team.com